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SEC Filings

20-F
AC IMMUNE SA filed this Form 20-F on 03/21/2019
Entire Document
 

Convertible Note Agreement | AC Immune SA, 11 December 20182/23

TABLE OF CONTENTS

 

Preamble 3
1 Definitions 3
2 Convertible Loan 3
2.1. Loan 3
2.2. Lender Payment 3
2.3. Purpose 4
3 Interest 4
3.1. Interest Rate 4
3.2. Interest Calculation and Payment 4
4 Repayment and set-off 5
4.1. Repayment 5
4.2. Set-off 5
5 Conversion 5
5.1. Mandatory Conversion at Long Stop Date 5
5.2. Conversion upon Request of the Lender 6
5.3. Execution of the Conversion 6
5.4. Set-Off of the Loan 6
5.5. Implementation of Conversion 6
5.6. Certain Corporate Events 7
6 Representations, Warranties and Covenants 7
6.1. Representations and Warranties by the Borrower 7
6.2. Representations and Warranties by the Lender 11
7 Indemnification and Remedies 11
7.1. Indemnification by the Company 11
8 Events of Default 12
8.1. Events of default 12
8.2. Additional Default Interest Rate 13
8.3. Declaration of Repayment 13
9 Limitations on Exercise 13
9.1. Limitation 13
9.2. Consequences 14
10 General Provisions 14
10.1. Confidentiality and Public Announcements 14
10.2. Effective date 14
10.3. Costs and Expenses 14
10.4. Notices 14
10.5. No Waiver 15

 

 

 

 

 

 


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